What to Bring to a Financial Review

Information that helps in creating a financial plan or portfolio plan is shown below. You don’t have to bring all of the documents for the initial meeting, as long as you have a fairly good idea of the information in order to begin an intial outline of the plan. Actual documents can be provided when we are ready to create a specific plan or portfolio to meet your needs and expectations. Other helpful information includes: current income, hobbies, short-term and long-term goals, philosophy on money, groups you belong to, expected changes in family situation, health concerns, retirement expectations, plans for creating additional income, etc.

Recommended Documents

Bank Statements
Pay Stubs
Check Registers
Credit Card Balances
Mortgage or Loan Payment Books
List of Liabilities
Completed Expense Worksheet
Wills, Trusts, Healthcare Powers of Attorney, Health Care Proxy or Other Powers of Attorney
Business Agreements
Retirement Accounts ( IRA, 401k, 403b, pensions etc) Statements
Social Security Statements
Listing of Available Investment Options in Investment and Retirement Accounts
Stock Options
Homeowner and Automobile Declaration Pages
Life, Disability or Long Term Care Insurance Polices
Business Liability, Director and Officer Insurance Policies
Tax Estimate for Next Return (e.g., Deductions, Credits, etc.)
List of Employee Benefits