What to Bring to a Financial Review
Information that helps in creating a financial plan or portfolio plan is shown below. You don’t have to bring all of the documents for the initial meeting, as long as you have a fairly good idea of the information in order to begin an intial outline of the plan. Actual documents can be provided when we are ready to create a specific plan or portfolio to meet your needs and expectations. Other helpful information includes: current income, hobbies, short-term and long-term goals, philosophy on money, groups you belong to, expected changes in family situation, health concerns, retirement expectations, plans for creating additional income, etc.
Recommended Documents
- Bank Statements
- Pay Stubs
- Check Registers
- Credit Card Balances
- Mortgage or Loan Payment Books
- List of Liabilities
- Completed Expense Worksheet
- Wills, Trusts, Healthcare Powers of Attorney, Health Care Proxy or Other Powers of Attorney
- Business Agreements
- Retirement Accounts ( IRA, 401k, 403b, pensions etc) Statements
- Social Security Statements
- Listing of Available Investment Options in Investment and Retirement Accounts
- Stock Options
- Homeowner and Automobile Declaration Pages
- Life, Disability or Long Term Care Insurance Polices
- Business Liability, Director and Officer Insurance Policies
- Tax Estimate for Next Return (e.g., Deductions, Credits, etc.)
- List of Employee Benefits